Foreign Financial Institutions
Leveling the Playing Field for Global Financial Firms in the US
Marco Polo Securities is a US-based FINRA, SEC and NFA regulated broker-dealer specialising in cross-border investing and distribution of financial products.
Our SEC Rule 15a-6 chaperoning services enable foreign financial firms to enter the US market cost-effectively – combining regulatory licensing and the cutting-edge technology of Marco polo Exchange (MPX). We serve broker-dealers, fund managers, placement agents and M&A advisors from over 40 countries, across every major institutional market.
chaperoning
U.S. Registered Representatives
What Does Your Platform Do For You?
You bring your book of business: deals, relationships, expertise and ambition.
We amplify them
in ways no other broker-dealer can.
Marco Polo is the only platform in the US that combines a clean 25 year record, institutional-grade systems, a proprietary digital marketplace with your own branded storefront, and access to a global network spanning 40+ countries.
All built to make your practice more productive, more connected, and more valuable.
chaperoning
MARCO POLO SECURITIES
Leveling the Global Playing Field for Local Securities Firms
chaperoning services
Chaperoning Services
Marco Polo Securities (“MPS“) is a US based FINRA, SEC and NFA regulated broker-dealer which specializes in cross-border investing and distribution of financial products.
MPS is the regulatory and securities arm of Marco Polo Exchange (‘MPX”).
Our US chaperoning services enable foreign financial firms to enter the US Market cost-effectively, combining our SEC 15a-6 regulatory license and cutting-edge technology.
MPS is expanding its licensing footprint to UK/Europe and Hong Kong/China, thereby providing our clients with access to the 3 largest institutional investor bases in the world.